Form 4 for ERII Energy Recovery, Inc.
Accepted 2024-03-04 00:00:00 ET · period of report 2024-02-29 · accession 0001421517-24-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-04 | 2024-02-29+ | ERII | Mao Robert Yu Lang | Dir | S - Sale+OE | $15.89 | -77.3K | 176.1K | -31% | -$1.23M |
| DM | 2024-03-04 | 2024-02-29+ | ERII | Mao Robert Yu Lang | Dir | M - OptEx | $3.27 | +77.3K | 215.4K | +56% | +$252.9K |
| DM | 2024-03-04 | 2024-02-29+ | ERII | Mao Robert Yu Lang | Dir | M - OptEx | $0.00 | -77.3K | 20.5K | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | S | D | 32,883 | $16.21 | 176,112 | D | — | — | (F2) This figure is the weighted average sales price of multiple trades ranging from $15.96 to $16.58 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. |
| 2 | Common | Common Stock | 2024-03-01 | S | D | 5,142 | $16.22 | 208,995 | D | — | — | (F2) This figure is the weighted average sales price of multiple trades ranging from $15.96 to $16.58 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. |
| 3 | Common | Common Stock | 2024-03-01 | M | A | 32,883 | $2.92 | 214,137 | D | — | — | |
| 4 | Common | Common Stock | 2024-03-01 | M | A | 5,142 | $3.53 | 181,254 | D | — | — | |
| 5 | Common | Common Stock | 2024-02-29 | M | A | 39,314 | $3.53 | 215,426 | D | — | — | |
| 6 | Common | Common Stock | 2024-02-29 | S | D | 39,314 | $15.58 | 176,112 | D | — | — | (F1) This figure is the weighted average sales price of multiple trades ranging from $15.435 to $15.76 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-03-01 | M | D | 5,142 | $0.00 | 0 | D | $3.53 · — to 2025-02-06 | 5,142 Common Stock | (F3) The stock option (Grant #697) was granted on February 9, 2015, and is fully vested. |
| 8 | Derivative | Stock Option (Right to Buy) | 2024-02-29 | M | D | 39,314 | $0.00 | 5,142 | D | $3.53 · — to 2025-02-06 | 39,314 Common Stock | (F3) The stock option (Grant #697) was granted on February 9, 2015, and is fully vested. |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-03-01 | M | D | 32,883 | $0.00 | 20,509 | D | $2.92 · — to 2025-06-23 | 32,883 Common Stock | (F4) The stock option (Grant #753) was granted on June 23, 2015, and is fully vested. |