Form 4 for ERII Energy Recovery, Inc.
Accepted 2024-03-06 00:00:00 ET · period of report 2024-03-04 · accession 0001421517-24-000065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-06 | 2024-03-04 | ERII | Mao Robert Yu Lang | Dir | M - OptEx | $7.44 | +89.7K | 208.8K | +75% | +$668.1K |
| DM | 2024-03-06 | 2024-03-04 | ERII | Mao Robert Yu Lang | Dir | S - Sale+OE | $15.74 | -35.8K | 176.1K | -17% | -$563.2K |
| DM | 2024-03-06 | 2024-03-04 | ERII | Mao Robert Yu Lang | Dir | M - OptEx | $0.00 | -89.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-04 | M | A | 21,303 | $9.98 | 230,077 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-04 | M | A | 16,726 | $7.71 | 192,895 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-04 | S | D | 15,270 | $15.74 | 176,169 | D | — | — | (F2) This figure is the weighted average sales price of multiple trades ranging from $15.385 to $16.03 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. |
| 4 | Common | Common Stock | 2024-03-04 | M | A | 15,327 | $8.60 | 191,439 | D | — | — | |
| 5 | Common | Common Stock | 2024-03-04 | S | D | 20,509 | $15.74 | 176,112 | D | — | — | (F1) This figure is the weighted average sales price of multiple trades ranging from $15.39 to $16.02 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. |
| 6 | Common | Common Stock | 2024-03-04 | M | A | 20,509 | $2.92 | 196,621 | D | — | — | |
| 7 | Common | Common Stock | 2024-03-04 | M | A | 15,879 | $8.49 | 208,774 | D | — | — | |
| 8 | Derivative | Stock Option (Right to Buy) | 2024-03-04 | M | D | 20,509 | $0.00 | 0 | D | $2.92 · — to 2025-06-23 | 20,509 Common Stock | (F3) The stock option (Grant #753) was granted on June 23, 2015 and is fully vested. |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-03-04 | M | D | 16,726 | $0.00 | 0 | D | $7.71 · — to 2027-06-22 | 16,726 Common Stock | (F4) The stock option (Grant #916) was granted on June 22, 2017 and is fully vested. |
| 10 | Derivative | Stock Option (Right to Buy) | 2024-03-04 | M | D | 15,879 | $0.00 | 0 | D | $8.49 · — to 2028-06-14 | 15,879 Common Stock | (F5) The stock option (Grant #1016) was granted on June 14, 2018 and is fully vested. |
| 11 | Derivative | Stock Option (Right to Buy) | 2024-03-04 | M | D | 21,303 | $0.00 | 0 | D | $9.98 · — to 2029-06-13 | 21,303 Common Stock | (F6) The stock option (Grant #1132) was granted on June 13, 2019 and is fully vested. |
| 12 | Derivative | Stock Option (Right to Buy) | 2024-03-04 | M | D | 15,327 | $0.00 | 0 | D | $8.60 · — to 2026-06-23 | 15,327 Common Stock | (F7) The stock option (Grant #835) was granted on June 23, 2016 and is fully vested. |