Form 4 for ERII Energy Recovery, Inc.
Accepted 2024-05-09 00:00:00 ET · period of report 2024-05-07 · accession 0001421517-24-000095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-05-09 | 2024-05-07 | ERII | Moon David W | Pres, CEO, Dir | D - Sale to Iss | $0.00 | -8,040 | 90.9K | -8% | $0 | |
| I | 2024-05-09 | 2024-05-07 | ERII | Moon David W | Pres, CEO, Dir | P - Purchase | $13.46 | +10.5K | 29.8K | +55% | +$141.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-07 | D | D | 8,040 | $0.00 | 90,870 | D | — | — | (F2) Reflects the cancellation of 8,040 unvested restricted stock units for no consideration prior to vesting in connection with participant's acceptance of employment as the Issuer's permanent CEO and President in January 2024 and in accordance with the vesting condition specified in the applicable award agreement. |
| 2 | Common | Common Stock | 2024-05-07 | P | A | 10,500 | $13.46 | 29,750 | I David and Rhonda Moon JCP | — | — | (F1) This figure is the weighted average purchase price of multiple trades ranging from $13.34 to $13.47 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares purchased at each separate price upon request. |