Form 4 for BKKT Bakkt, Inc.
Accepted 2024-07-01 00:00:00 ET · period of report 2024-06-28 · accession 0001424020-24-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-07-01 | 2024-06-28 | BKKT | Dow De'Ana | Dir | A - Grant | $0.00 | +22.7K | 41.9K | +118% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-28 | A | A | 11,364 | $0.00 | 30,564 | D | — | — | (F1) These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date. (F2) Includes 11,364 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |
| 2 | Common | Class A Common Stock | 2024-06-28 | A | A | 11,364 | $0.00 | 41,928 | D | — | — | (F1) These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date. (F3) This grant of RSUs was for the Reporting Person's service on the board of managers of Bakkt Trust Company LLC. (F4) Includes 22,728 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |