Form 4 for BKKT Bakkt, Inc.
Accepted 2025-05-15 00:00:00 ET · period of report 2025-05-14 · accession 0001424020-25-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-05-15 | 2025-05-14 | BKKT | Dow De'Ana | Dir | S - Sale | $12.89 | -19.2K | 22.7K | -46% | -$247.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-05-14 | S | D | 19,200 | $12.89 | 22,728 | D | — | — | (F1) Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $12.79 to $13.295, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. (F2) Includes 22,728 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |