Form 4 for WKHS Workhorse Group Inc.
Accepted 2021-12-27 00:00:00 ET · period of report 2021-12-23 · accession 0001425287-21-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-27 | 2021-12-23 | WKHS | Chess Raymond Joseph | Dir | F - Tax | $10.33 | -6,980 | 120.0K | -5% | -$72.1K |
| D | 2021-12-27 | 2021-12-23 | WKHS | Chess Raymond Joseph | Dir | M - OptEx | $7.21 | +10.0K | 127.0K | +9% | +$72.1K |
| D | 2021-12-27 | 2021-12-23 | WKHS | Chess Raymond Joseph | Dir | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value per share | 2021-12-23 | F | D | 6,980 | $10.33 | 120,028 | D | — | — | (F1) The stock price reflected in Table II Column 8 was determined based on fair market value as the five day average trading price of the Company's common stock on between August 4-10, 2021. The timing difference between the pricing dates and the exercise date is due to an administrative oversight causing a delay of the processing of the exercise, which Mr. Chess duly made in August 2021. |
| 2 | Common | Common Stock, $0.001 par value per share | 2021-12-23 | M | A | 10,000 | $7.21 | 127,008 | D | — | — | |
| 3 | Derivative | Stock Options | 2021-12-23 | M | D | 10,000 | $0.00 | 0 | D | $7.21 · 2016-08-16 to 2021-08-16 | 10,000 Common Stock, $0.001 par value per share |