Form 4 for UAN CVR PARTNERS, LP
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0001425292-21-000077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-10 | 2021-12-08 | UAN | PYTOSH MARK A | Pres, CEO, Dir | D - Sale to Iss | $77.80 | -37.5K | 30.6K | -55% | -$2.92M |
| DM | 2021-12-10 | 2021-12-08 | UAN | PYTOSH MARK A | Pres, CEO, Dir | M - OptEx | $0.00 | +37.5K | 37.0K | New | $0 |
| DM | 2021-12-10 | 2021-12-08 | UAN | PYTOSH MARK A | Pres, CEO, Dir | M - OptEx | $0.00 | -37.5K | 62.2K | -38% | $0 |
| D | 2021-12-10 | 2021-12-08 | UAN | PYTOSH MARK A | Pres, CEO, Dir | A - Grant | $0.00 | +8,774 | 8,774 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Units | 2021-12-08 | D | D | 31,096 | $77.80 | 30,593 | D | — | — | (F4) The Phantom Units were awarded to the reporting person by CVR Partners, LP as compensation for services as an officer of its general partner, CVR GP, LLC, on December 9, 2020. These Phantom Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F3) This price represents the average closing price of a common unit of CVR Partners, LP for the 10 trading days preceding the vest date. |
| 2 | Common | Common Units | 2021-12-08 | M | A | 31,096 | $0.00 | 61,689 | D | — | — | (F4) The Phantom Units were awarded to the reporting person by CVR Partners, LP as compensation for services as an officer of its general partner, CVR GP, LLC, on December 9, 2020. These Phantom Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Phantom Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a common unit of CVR Partners, LP for the 10 trading days preceding the vest date. |
| 3 | Common | Common Units | 2021-12-08 | D | D | 6,398 | $77.80 | 30,593 | D | — | — | (F1) The Phantom Units were awarded to the reporting person by CVR Partners, LP as compensation for services as an officer of its general partner, CVR GP, LLC, on December 13, 2019. These Phantom Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F3) This price represents the average closing price of a common unit of CVR Partners, LP for the 10 trading days preceding the vest date. |
| 4 | Common | Common Units | 2021-12-08 | M | A | 6,398 | $0.00 | 36,991 | D | — | — | (F1) The Phantom Units were awarded to the reporting person by CVR Partners, LP as compensation for services as an officer of its general partner, CVR GP, LLC, on December 13, 2019. These Phantom Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Phantom Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a common unit of CVR Partners, LP for the 10 trading days preceding the vest date. |
| 5 | Derivative | Phantom Units | 2021-12-08 | M | D | 6,398 | $0.00 | 6,397 | D | — · — to — | 6,398 Common Units | (F1) The Phantom Units were awarded to the reporting person by CVR Partners, LP as compensation for services as an officer of its general partner, CVR GP, LLC, on December 13, 2019. These Phantom Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Phantom Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a common unit of CVR Partners, LP for the 10 trading days preceding the vest date. (F5) The Phantom Units expire immediately upon vest. |
| 6 | Derivative | Phantom Units | 2021-12-08 | A | A | 8,774 | $0.00 | 8,774 | D | — · — to — | 8,774 Common Units | (F6) The Phantom Units were awarded to the reporting person by CVR Partners, LP as compensation for services as an officer of its general partner, CVR GP, LLC, on December 8, 2021. These Phantom Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Phantom Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a common unit of CVR Partners, LP for the 10 trading days preceding the vest date. (F5) The Phantom Units expire immediately upon vest. |
| 7 | Derivative | Phantom Units | 2021-12-08 | M | D | 31,096 | $0.00 | 62,192 | D | — · — to — | 31,096 Common Units | (F4) The Phantom Units were awarded to the reporting person by CVR Partners, LP as compensation for services as an officer of its general partner, CVR GP, LLC, on December 9, 2020. These Phantom Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. (F2) Each Phantom Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a common unit of CVR Partners, LP for the 10 trading days preceding the vest date. (F5) The Phantom Units expire immediately upon vest. |