Form 4 for KIDS ORTHOPEDIATRICS CORP
Accepted 2023-06-15 00:00:00 ET · period of report 2023-06-14 · accession 0001425450-23-000080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-06-15 | 2023-06-14 | KIDS | Ruf Harold | Dir | G - Gift | $0.00 | +1,497 | 15.3K | +11% | $0 |
| 2023-06-15 | 2023-06-14 | KIDS | Ruf Harold | Dir | G - Gift | $0.00 | -1,497 | 3,560 | -30% | $0 | |
| 2023-06-15 | 2023-06-14 | KIDS | Ruf Harold | Dir | A - Grant | $0.00 | +1,965 | 5,057 | +64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-14 | G | A | 1,497 | $0.00 | 15,321 | I | — | — | |
| 2 | Common | Common Stock | 2023-06-14 | G | D | 1,497 | $0.00 | 3,560 | D | — | — | (F1) On June 14, 2023, the reporting person had 1,497 of restricted stock which vested. Upon vesting these shares were distributed to the Donna Ruff DAP Trust dated July 30, 2020, of which the reporting person is trustee and in which he is deemed to have a pecuniary interest under Section 16 regulations. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein. (F2) Includes restricted stock awards totaling 3,560 shares. |
| 3 | Common | Common Stock | 2023-06-14 | A | A | 1,965 | $0.00 | 5,057 | D See Footnote | — | — |