Form 4 for ARR Armour Residential REIT, Inc.

Accepted 2021-10-01 00:00:00 ET · period of report 2021-09-30 · accession 0001428205-21-000234 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2021-10-01	2021-09-30	ARR	ULM SCOTT	Co-CEO, Dir	S - Sale	$10.80	-27.5K	0	-100%	-$296.8K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, par value $0.001 per share	2021-09-30	S	D	27,478	$10.80	0	I By ARMOUR Capital Management LP	—	—	(F1) The shares were part of 80,000 shares sold by ARMOUR Capital Management LP ("ACM"), a limited partnership that is the external manager of the issuer. Mr. Ulm is reporting a sale by ACM of the shares in which he has a pecuniary interest based on his proportionate ownership interest in ACM. (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.77 to $10.84, inclusive. The reporting person undertakes to provide ARMOUR Residential REIT, Inc., any security holder of ARMOUR Residential REIT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F3) The reported shares were held directly by ACM. The 80,000 shares held by ACM were reported in the aggregate for both Mr. Ulm and Mr. Zimmer, a Co-CEO of the issuer, in previous Form 4 reports. Mr. Ulm is the sole controlling member of Stacumny LLC, which is one of the general partners of ACM, along with an entity controlled by Mr. Zimmer.