Form 4 for ARR Armour Residential REIT, Inc.
Accepted 2021-11-26 00:00:00 ET · period of report 2021-11-23 · accession 0001428205-21-000274 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-26 | 2021-11-23 | ARR | STATON DANIEL C | COB, Dir | M - OptEx | $0.00 | +4,700 | 316.2K | +2% | $0 |
| DM | 2021-11-26 | 2021-11-23 | ARR | STATON DANIEL C | COB, Dir | M - OptEx | $0.00 | -4,700 | 79.5K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2021-11-23 | M | A | 2,500 | $0.00 | 318,711 | I See Footnote. | — | — | (F2) Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. |
| 2 | Common | Common Stock, par value $0.001 per share | 2021-11-23 | M | A | 2,200 | $0.00 | 316,211 | I See Footnote. | — | — | (F2) Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. |
| 3 | Derivative | Phantom Stock | 2021-11-23 | M | D | 2,500 | $0.00 | 76,950 | D | — · — to — | 2,500 Common Stock | (F4) Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. (F3) On November 23, 2021, the reporting person elected to convert 2,500 shares of vested phantom stock into 2,500 shares of ARMOUR common stock. The 2,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on the Form 4 report filed by the reporting person on January 14, 2021. |
| 4 | Derivative | Phantom Stock | 2021-11-23 | M | D | 2,200 | $0.00 | 79,450 | D | — · — to — | 2,200 Common Stock | (F5) The totals are being corrected due to a math error in a previous Form 4. (F4) Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. (F1) On November 23 2021, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017, January 16, 2020, and January 14, 2021. |