Form 4 for ARR Armour Residential REIT, Inc.
Accepted 2022-05-25 00:00:00 ET · period of report 2022-05-23 · accession 0001428205-22-000077 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-25 | 2022-05-23 | ARR | GRUBER MARK | CIO | M - OptEx | $0.00 | +4,050 | 78.7K | +5% | $0 |
| D | 2022-05-25 | 2022-05-23 | ARR | GRUBER MARK | CIO | D - Sale to Iss | $7.33 | -856 | 77.9K | -1% | -$6,274 |
| D | 2022-05-25 | 2022-05-23 | ARR | GRUBER MARK | CIO | M - OptEx | $0.00 | -4,050 | 33.7K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-23 | M | A | 4,050 | $0.00 | 78,745 | D | — | — | (F1) On May 23, 2022, the reporting person elected to convert 3,194 shares of vested phantom stock into 3,194 shares of ARMOUR common stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017, Februayr 25, 2020, and January 14, 2021; phantom stock vestingover a three-year period, which was reported on a Form 4 report filed by the reporting person on May 7, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. |
| 2 | Common | Common Stock | 2022-05-23 | D | D | 856 | $7.33 | 77,889 | D | — | — | |
| 3 | Derivative | Phantom Stock | 2022-05-23 | M | D | 4,050 | $0.00 | 33,700 | D | — · — to — | 4,050 Common Stock | (F2) Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. (F1) On May 23, 2022, the reporting person elected to convert 3,194 shares of vested phantom stock into 3,194 shares of ARMOUR common stock. The 4,050 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on November 22, 2017, Februayr 25, 2020, and January 14, 2021; phantom stock vestingover a three-year period, which was reported on a Form 4 report filed by the reporting person on May 7, 2020; and phantom stock vesting over an approximately four-year period, which was reported on a Form 4 filed by the reporting person on August 26, 2020. |