Form 4 for ARR Armour Residential REIT, Inc.
Accepted 2022-08-25 00:00:00 ET · period of report 2022-08-23 · accession 0001428205-22-000135 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-08-25 | 2022-08-23 | ARR | STATON DANIEL C | COB, Dir | M - OptEx | $0.00 | +4,600 | 332.3K | +1% | $0 |
| DM | 2022-08-25 | 2022-08-23 | ARR | STATON DANIEL C | COB, Dir | M - OptEx | $0.00 | -4,600 | 63.4K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2022-08-23 | M | A | 2,200 | $0.00 | 329,911 | I See Footnote. | — | — | (F1) On August 23, 2022, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a five-year periods, reported on Form 4s filed on November 22, 2017, January 16, 2020 and January 14, 2021. (F2) Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. |
| 2 | Common | Common Stock, par value $0.001 per share | 2022-08-23 | M | A | 2,400 | $0.00 | 332,311 | I See Footnote. | — | — | (F3) On August 23, 2022, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4 filed on January 14, 2021. (F2) Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. |
| 3 | Derivative | Phantom Stock | 2022-08-23 | M | D | 2,200 | $0.00 | 65,750 | D | — · — to — | 2,200 Common Stock | (F4) Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. (F1) On August 23, 2022, the reporting person elected to convert 2,200 shares of vested phantom stock into 2,200 shares of ARMOUR common stock. The 2,200 shares are part of, and relate to, phantom stock vesting over a five-year periods, reported on Form 4s filed on November 22, 2017, January 16, 2020 and January 14, 2021. |
| 4 | Derivative | Phantom Stock | 2022-08-23 | M | D | 2,400 | $0.00 | 63,350 | D | — · — to — | 2,400 Common Stock | (F4) Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. (F3) On August 23, 2022, the reporting person elected to convert 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over a five-year period, reported on Form 4 filed on January 14, 2021. |