Form 4 for ARR Armour Residential REIT, Inc.
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001428205-23-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-23 | 2023-02-21 | ARR | BELL MARC H | Dir | M - OptEx | $0.00 | +5,900 | 62.5K | +10% | $0 |
| DM | 2023-02-23 | 2023-02-21 | ARR | BELL MARC H | Dir | M - OptEx | $0.00 | -5,900 | 96.2K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-02-21 | M | A | 2,400 | $0.00 | 58,994 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 per share | 2023-02-21 | M | A | 3,500 | $0.00 | 62,494 | D | — | — | |
| 3 | Derivative | Phantom Stock | 2023-02-21 | M | D | 3,500 | $0.00 | 92,650 | D | — · — to — | 3,500 Common Stock | (F3) Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. (F2) On February 21, 2022, the reporting person elected to convert 3,500 of the 3,500 shares shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 12, 2021 and February 14, 2023. |
| 4 | Derivative | Phantom Stock | 2023-02-21 | M | D | 2,400 | $0.00 | 96,150 | D | — · — to — | 2,400 Common Stock | (F3) Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. (F1) On February 21, 2022, the reporting person elected to convert 2,400 of the 2,400 shares shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 report filed by the reporting person on January 12, 2021. |