Form 4 for ARR Armour Residential REIT, Inc.
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001428205-23-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-23 | 2023-02-21 | ARR | HOLLIHAN JOHN P III | Dir | M - OptEx | $0.00 | +2,600 | 51.0K | +5% | $0 |
| D | 2023-02-23 | 2023-02-21 | ARR | HOLLIHAN JOHN P III | Dir | D - Sale to Iss | $5.63 | -1,040 | 49.9K | -2% | -$5,855 |
| D | 2023-02-23 | 2023-02-21 | ARR | HOLLIHAN JOHN P III | Dir | M - OptEx | $0.00 | -2,600 | 44.9K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | M | A | 2,600 | $0.00 | 50,986 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-21 | D | D | 1,040 | $5.63 | 49,946 | D | — | — | |
| 3 | Derivative | Phantom Stock | 2023-02-21 | M | D | 2,600 | $0.00 | 44,900 | D | — · — to — | 2,600 Common Stock | (F2) Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. (F1) On February 20, 2023, the reporting person elected to convert ___ shares out of 2600 shares of vested phantom stock into ___shares of ARMOUR common stock. The person elected to convert the remaining ___ shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 2,600 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on January 14, 2021 and February 14, 2023. |