Form 4 for ARR Armour Residential REIT, Inc.
Accepted 2023-08-24 00:00:00 ET · period of report 2023-08-22 · accession 0001428205-23-000151 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-08-24 | 2023-08-22 | ARR | STATON DANIEL C | COB, Dir | M - OptEx | $0.00 | +5,900 | 351.3K | +2% | $0 |
| DM | 2023-08-24 | 2023-08-22 | ARR | STATON DANIEL C | COB, Dir | M - OptEx | $0.00 | -5,900 | 84.3K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-08-22 | M | A | 3,500 | $0.00 | 354,811 | I See Footnote. | — | — | (F2) Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. |
| 2 | Common | Common Stock, par value $0.001 per share | 2023-08-22 | M | A | 2,400 | $0.00 | 351,311 | I See Footnote. | — | — | (F2) Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership. |
| 3 | Derivative | Phantom Stock | 2023-08-22 | M | D | 3,500 | $0.00 | 80,850 | D | — · — to — | 3,500 Common Stock | (F4) Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. (F3) On August 22, 2023, the reporting person elected to convert 3,500 of the 3,500 shares of vested phantom stock into 3,500 shares of ARMOUR common stock. The 3,500 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, January 14, 2021 and February 14, 2023. |
| 4 | Derivative | Phantom Stock | 2023-08-22 | M | D | 2,400 | $0.00 | 84,350 | D | — · — to — | 2,400 Common Stock | (F4) Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. (F1) On August 22, 2023, the reporting person elected to convert 2,400 of the 2,400 shares of vested phantom stock into 2,400 shares of ARMOUR common stock. The 2,400 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023 and phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021. |