Form 4 for APPF APPFOLIO INC
Accepted 2021-12-21 00:00:00 ET · period of report 2021-12-17 · accession 0001433195-21-000117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-21 | 2021-12-21 | APPF | Randall Jason Robert | CEO, Dir | S - Sale | $121.92 | -8,203 | 0 | -100% | -$1.00M |
| D | 2021-12-21 | 2021-12-17 | APPF | Randall Jason Robert | CEO, Dir | C - Cnv Deriv | $0.00 | +8,203 | 8,203 | New | $0 |
| DM | 2021-12-21 | 2021-12-17 | APPF | Randall Jason Robert | CEO, Dir | M - OptEx | $0.00 | 0 | 29.3K | New | $0 |
| D | 2021-12-21 | 2021-12-17 | APPF | Randall Jason Robert | CEO, Dir | C - Cnv Deriv | $0.00 | -8,203 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-21 | S | D | 8,203 | $121.92 | 0 | D | — | — | (F1) These shares were sold in a privately negotiated transaction with certain existing stockholders and did not involve any open market transaction. |
| 2 | Common | Class A Common Stock | 2021-12-17 | C | A | 8,203 | $0.00 | 8,203 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2021-12-17 | M | A | 8,203 | $0.00 | 8,203 | D | $0.00 · — to — | 8,203 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. (F3) All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. |
| 4 | Derivative | Class B Common Stock | 2021-12-17 | C | D | 8,203 | $0.00 | 0 | D | $0.00 · — to — | 8,203 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. (F3) All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2021-12-17 | M | D | 8,203 | $0.00 | 29,297 | D | $4.92 · 2015-12-03 to 2024-12-02 | 8,203 Class B Common Stock |