Form 4 for APPF APPFOLIO INC
Accepted 2022-06-09 00:00:00 ET · period of report 2022-06-07 · accession 0001433195-22-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-06-09 | 2022-06-07+ | APPF | Walker Jonathan | CTO | M - OptEx | $12.49 | +22.6K | 606.4K | +4% | +$282.5K |
| DMI | 2022-06-09 | 2022-06-07 | APPF | Walker Jonathan | CTO | S - Sale+OE | $98.91 | -10.5K | 596.5K | -2% | -$1.03M |
| DMI | 2022-06-09 | 2022-06-07+ | APPF | Walker Jonathan | CTO | M - OptEx | $0.00 | -22.6K | 26.9K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-07 | M | A | 2,388 | $11.70 | 596,668 | I By Trust | — | — | |
| 2 | Common | Class A Common Stock | 2022-06-07 | M | A | 10,289 | $13.43 | 606,957 | I By Trust | — | — | |
| 3 | Common | Class A Common Stock | 2022-06-07 | S | D | 6,822 | $98.66 | 600,135 | I By Trust | — | — | (F1) This transaction was executed in multiple trades with sales prices ranging from $98.19 to $99.17. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. |
| 4 | Common | Class A Common Stock | 2022-06-07 | S | D | 3,633 | $99.38 | 596,502 | I By Trust | — | — | (F2) This transaction was executed in multiple trades with sales prices ranging from $99.20 to $99.73. The price reported above reflects the weighted average sales price for the cumulative trades. The reportingperson hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer information regarding the individual trades. |
| 5 | Common | Class A Common Stock | 2022-06-09 | M | A | 9,945 | $11.70 | 606,447 | I By Trust | — | — | |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2022-06-07 | M | D | 26,925 | $0.00 | 0 | I By Trust | $4.92 · 2015-12-03 to 2024-12-03 | 26,925 Class B Common Stock | (F3) The reported securities reflect the exercise of 26,925 incentive stock options. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2022-06-07 | M | D | 2,388 | $0.00 | 9,945 | I By Trust | $11.70 · 2017-02-24 to 2026-02-28 | 2,388 Class A Common Stock | (F6) The reported securities reflect the exercise of 1,645 incentive stock options and 743 nonqualified stock options. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2022-06-07 | M | D | 10,289 | $0.00 | 0 | I By Trust | $13.43 · 2019-02-20 to 2026-05-20 | 10,289 Class A Common Stock | (F7) The reported securities reflect the exercise of 577 incentive stock options and 9,712 nonqualified stock options. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2022-06-09 | M | D | 9,945 | $0.00 | 0 | I By Trust | $11.70 · 2017-02-24 to 2026-02-28 | 9,945 Class A Common Stock | (F8) The reported securities reflect the exercise of 9,945 nonqualified stock options. |
| 10 | Derivative | Class B Common Stock | 2022-06-07 | M | A | 26,925 | $0.00 | 26,925 | I By Trust | $0.00 · — to — | 26,925 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers (i) by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock to anyone who was a partner or member of any such partnership or limited liability company at the effective time, and (ii) to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date. (F5) All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock. |