Form 4 for HLNE Hamilton Lane INC
Accepted 2021-09-14 00:00:00 ET · period of report 2021-09-10 · accession 0001433642-21-000128 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-14 | 2021-03-31+ | HLNE | Donohue Michael T. | Managing Dir, Ctrl, 10% | A - Grant | $76.35 | +138 | 30.3K | +0.5% | +$10.5K |
| DI | 2021-09-14 | 2021-09-10 | HLNE | Donohue Michael T. | Managing Dir, Ctrl, 10% | J - Other | $84.15 | -5,000 | 3,204 | -61% | -$420.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-03-31 | A | A | 70 | $75.28 | 30,187 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-06-30 | A | A | 68 | $77.45 | 30,255 | D | — | — | |
| 3 | Derivative | Class C Units | 2021-09-10 | J | D | 5,000 | $84.15 | 3,204 | I See footnote | — · — to — | 5,000 Class A Common Stock | (F5) Held on behalf of the reporting person by HL Management Investors, LLC. (F3) Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering (the "Exchange Agreement"), the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. |