Form 4 for HLNE Hamilton Lane INC
Accepted 2024-02-02 00:00:00 ET · period of report 2024-01-31 · accession 0001433642-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-02 | 2023-09-29+ | HLNE | Varma Atul | Senior Advisor | A - Grant | $85.61 | +123 | 8,854 | +1% | +$10.5K |
| D | 2024-02-02 | 2024-01-31 | HLNE | Varma Atul | Senior Advisor | F - Tax | $117.90 | -1,973 | 6,936 | -22% | -$232.6K |
| D | 2024-02-02 | 2024-01-31 | HLNE | Varma Atul | Senior Advisor | D - Sale to Iss | $0.00 | -6,522 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-29 | A | A | 55 | $96.42 | 8,909 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-09-29 | A | A | 68 | $76.87 | 8,854 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-01-31 | F | D | 1,973 | $117.90 | 6,936 | D | — | — | |
| 4 | Derivative | Performance Stock | 2024-01-31 | D | D | 6,522 | $0.00 | 0 | D | — · — to — | 6,522 Class A Common Stock | (F4) The unvested performance stock was forfeited upon Mr. Varma's termination of service with the Issuer on January 31, 2024. (F3) Each share of performance stock represented a contingent right to receive one share of Class A common stock. The performance stock would have vested upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock would have ended on September 16, 2029. |