Form 4 for HLNE Hamilton Lane INC
Accepted 2024-03-11 00:00:00 ET · period of report 2024-03-07 · accession 0001433642-24-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-11 | 2023-06-30+ | HLNE | Kramer Andrea Anigati | COO, 10% | A - Grant | $78.84 | +158 | 52.9K | +0.3% | +$12.5K |
| DI | 2024-03-11 | 2024-03-07 | HLNE | Kramer Andrea Anigati | COO, 10% | J - Other | $108.00 | -35.0K | 195.3K | -15% | -$3.78M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-29 | A | A | 45 | $96.42 | 52,903 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-06-30 | A | A | 64 | $67.98 | 52,809 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-09-29 | A | A | 49 | $76.87 | 52,858 | D | — | — | |
| 4 | Derivative | Class C Units | 2024-03-07 | J | D | 35,000 | $108.00 | 195,317 | I See footnote | — · — to — | 35,000 Class A Common Stock | (F5) Held on behalf of the reporting person by HL Management Investors, LLC. (F4) Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. |