Form 4 for HLNE Hamilton Lane INC

Accepted 2025-09-03 00:00:00 ET · period of report 2025-08-31 · accession 0001433642-25-000084 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2025-09-03	2025-08-31	HLNE	Rogers Hartley R.	Executive Co-COB, Dir, 10%	G - Gift	$0.00	-100.1K	6.66M	-1%	$0
DI	2025-09-03	2025-08-31	HLNE	Rogers Hartley R.	Executive Co-COB, Dir, 10%	G - Gift	$0.00	-100.1K	6.66M	-1%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class B Common Stock	2025-08-31	G	D	100,125	$0.00	6,660,797	I See footnote	—	—	(F2) The Issuer Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. (F3) These securities are owned directly by HLA Investments, LLC ("HLAI"). Mr. Rogers is the manager of HRHLA, LLC ("HRHLA"), the managing member of HLAI.
2	Derivative	Class B Units	2025-08-31	G	D	100,125	$0.00	6,660,797	I See footnote	— · — to —	100,125 Class A Common Stock	(F3) These securities are owned directly by HLA Investments, LLC ("HLAI"). Mr. Rogers is the manager of HRHLA, LLC ("HRHLA"), the managing member of HLAI. (F4) Pursuant to an exchange agreement, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Issuer Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date.