Form 4 for HLNE Hamilton Lane INC
Accepted 2025-09-08 00:00:00 ET · period of report 2025-09-04 · accession 0001433642-25-000099 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-09-08 | 2025-09-04 | HLNE | HLA INVESTMENTS LLC | 10% | J - Other | $0.00 | -320.0K | 8.13M | -4% | $0 |
| DI | 2025-09-08 | 2025-09-04 | HLNE | HLA INVESTMENTS LLC | 10% | J - Other | $0.00 | -149.9K | 6.51M | -2% | $0 |
| D | 2025-09-08 | 2025-09-04 | HLNE | HLA INVESTMENTS LLC | 10% | J - Other | $146.51 | -320.0K | 8.13M | -4% | -$46.88M |
| DI | 2025-09-08 | 2025-09-04 | HLNE | HLA INVESTMENTS LLC | 10% | J - Other | $146.51 | -149.9K | 6.51M | -2% | -$21.96M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock | 2025-09-04 | J | D | 320,005 | $0.00 | 8,128,907 | D See footnote | — | — | (F2) The Issuer Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. (F3) The Class B common stock is owned directly by the HLAI member that beneficially owns the corresponding Class B Units. (F5) This row reports securities beneficially owned indirectly by HRHLA through its ownership of HLAI. |
| 2 | Common | Class B Common Stock | 2025-09-04 | J | D | 149,875 | $0.00 | 6,510,922 | I | — | — | (F2) The Issuer Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. |
| 3 | Derivative | Class B Units | 2025-09-04 | J | D | 320,005 | $146.51 | 8,128,907 | D See footnote | — · — to — | 320,005 Class A Common Stock | (F3) The Class B common stock is owned directly by the HLAI member that beneficially owns the corresponding Class B Units. (F5) This row reports securities beneficially owned indirectly by HRHLA through its ownership of HLAI. (F6) Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. |
| 4 | Derivative | Class B Units | 2025-09-04 | J | D | 149,875 | $146.51 | 6,510,922 | I | — · — to — | 149,875 Class A Common Stock | (F6) Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. |