Form 4 for GWRS Global Water Resources, Inc.
Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-12 · accession 0001434728-21-000266 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-13 | 2021-08-12+ | GWRS | Krupa Heather M | VP, Ctrl | M - OptEx | $10.10 | +26.5K | 19.2K | New | +$267.7K |
| D | 2021-08-13 | 2021-08-12 | GWRS | Krupa Heather M | VP, Ctrl | D - Sale to Iss | $18.20 | -16.5K | 14.2K | -54% | -$300.3K |
| DM | 2021-08-13 | 2021-08-12+ | GWRS | Krupa Heather M | VP, Ctrl | F - Tax | $19.25 | -5,849 | 16.1K | -27% | -$112.6K |
| DM | 2021-08-13 | 2021-08-12+ | GWRS | Krupa Heather M | VP, Ctrl | D - Sale to Iss | $0.00 | -10.0K | 10.0K | -50% | $0 |
| D | 2021-08-13 | 2021-08-12 | GWRS | Krupa Heather M | VP, Ctrl | M - OptEx | $0.00 | -16.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-12 | M | A | 16,500 | $9.40 | 30,700 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-12 | D | D | 16,500 | $18.20 | 14,200 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-13 | F | D | 2,756 | $20.43 | 18,351 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-12 | F | D | 3,093 | $18.20 | 16,107 | D | — | — | |
| 5 | Common | Common Stock | 2021-08-13 | M | A | 5,000 | $11.26 | 21,107 | D | — | — | |
| 6 | Common | Common Stock | 2021-08-12 | M | A | 5,000 | $11.26 | 19,200 | D | — | — | |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-08-12 | D | D | 5,000 | $0.00 | 15,000 | D | $11.26 · — to 2029-08-13 | 5,000 Common Stock | (F2) The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. |
| 8 | Derivative | Stock Appreciation Right | 2021-08-12 | M | D | 16,500 | $0.00 | 0 | D | $9.40 · — to 2027-08-10 | 16,500 Common Stock | (F1) The reporting person was originally granted 33,000 shares of stock appreciation rights on August 10, 2017. The stock appreciation rights vest over four years, 25% per year. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-08-13 | D | D | 5,000 | $0.00 | 10,000 | D | $11.26 · — to 2029-08-13 | 5,000 Common Stock | (F2) The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. |