Form 4 for GWRS Global Water Resources, Inc.
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-13 · accession 0001434728-21-000273 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-17 | 2021-08-13 | GWRS | Lenderking John Carroll | SVP, Water Resources | D - Sale to Iss | $20.43 | -16.5K | 13.5K | -55% | -$337.1K |
| D | 2021-08-17 | 2021-08-13 | GWRS | Lenderking John Carroll | SVP, Water Resources | M - OptEx | $8.99 | +16.5K | 30.0K | +122% | +$148.3K |
| D | 2021-08-17 | 2021-08-13 | GWRS | Lenderking John Carroll | SVP, Water Resources | M - OptEx | $0.00 | -16.5K | 8,250 | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-13 | D | D | 16,500 | $20.43 | 13,500 | D | — | — | (F1) Shares represent restricted stock previously awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024. |
| 2 | Common | Common Stock | 2021-08-13 | M | A | 16,500 | $8.99 | 30,000 | D | — | — | |
| 3 | Derivative | Stock Appreciation Right | 2021-08-13 | M | D | 16,500 | $0.00 | 8,250 | D | $8.99 · — to 2027-08-10 | 16,500 Common Stock | (F2) The reporting person was originally granted 33,000 shares of stock appreciation rights on March 12, 2018. The stock appreciation rights vest over four years, 25% per year. |