Form 4/A for GWRS Global Water Resources, Inc.
Accepted 2021-10-01 00:00:00 ET · period of report 2021-08-13 · accession 0001434728-21-000309 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2021-10-01 | 2021-08-13 | GWRS | Liebman Michael J | CFO, Corp. Sec | F - Tax | $20.43 | -17.0K | 77.2K | -18% | -$348.0K |
| DA | 2021-10-01 | 2021-08-13 | GWRS | Liebman Michael J | CFO, Corp. Sec | M - OptEx | $9.40 | +25.0K | 94.2K | +36% | +$235.0K |
| DA | 2021-10-01 | 2021-08-13 | GWRS | Liebman Michael J | CFO, Corp. Sec | M - OptEx | $0.00 | -25.0K | 73.0K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-13 | F | D | 17,036 | $20.43 | 77,207 | D | — | — | (F1) Amended to include 5,534 shares withheld to satisfy tax withholding obligation. (F2) Includes 22,123 shares of restricted stock which will vest on May 8, 2022 |
| 2 | Common | Common Stock | 2021-08-13 | M | A | 25,000 | $9.40 | 94,243 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-08-13 | M | D | 25,000 | $0.00 | 73,000 | D | $9.40 · — to 2027-08-10 | 25,000 Common Stock | (F3) The reporting person was originally granted 100,000 stock options on August 10, 2017. The option vested in four equal annual installments on August 10, 2018, August 10, 2019, August 10, 2020, and August10, 2021. |