InsiderTrades

Form 4 for GWRS Global Water Resources, Inc.

Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001434728-21-000328 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-10-04 2021-09-30 GWRS Lenderking John Carroll SVP, Water Resources M - OptEx $9.35 0 13.5K New $0
D 2021-10-04 2021-09-30 GWRS Lenderking John Carroll SVP, Water Resources A - Grant $0.00 +2 972 +0.2% $0
D 2021-10-04 2021-09-30 GWRS Lenderking John Carroll SVP, Water Resources M - OptEx $0.00 -100 872 -10% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-09-30 M A 100 $0.00 13,600 D — — (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2 Common Common Stock 2021-09-30 M D 100 $18.69 13,500 D — — (F2) The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to September 30, 2021.
3 Derivative Restricted Stock Units 2021-09-30 A A 2 $0.00 972 D — · — to — 2 Common Stock (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). (F3) The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
4 Derivative Restricted Stock Units 2021-09-30 M D 100 $0.00 872 D — · — to — 100 Common Stock (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). (F4) The RSUs are exercisable at time of vesting and do not have a set expiration date.