Form 4 for GWRS Global Water Resources, Inc.
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-30 · accession 0001434728-22-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-01-04 | 2021-12-30 | GWRS | Krygier Christopher D | Chief Strategy Off | A - Grant | $16.79 | +3.79 | 2,590 | +0.1% | +$63.63 |
| D | 2022-01-04 | 2021-12-30 | GWRS | Krygier Christopher D | Chief Strategy Off | D - Sale to Iss | $16.88 | -115 | 27.8K | -0.4% | -$1,941 |
| D | 2022-01-04 | 2021-12-30 | GWRS | Krygier Christopher D | Chief Strategy Off | M - OptEx | $0.00 | +115 | 27.9K | +0.4% | $0 |
| D | 2022-01-04 | 2021-12-30 | GWRS | Krygier Christopher D | Chief Strategy Off | M - OptEx | $0.00 | -115 | 899 | -11% | $0 |
| D | 2022-01-04 | 2021-12-30 | GWRS | Krygier Christopher D | Chief Strategy Off | A - Grant | $0.00 | +1 | 1,014 | +0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-30 | A | A | 3.79 | $16.79 | 2,589.91 | I | — | — | (F3) Represents shares acquired through an automatic broker-administered dividend reinvestment program pursuant to a prior election made by the reporting person. |
| 2 | Common | Common Stock | 2021-12-30 | D | D | 115 | $16.88 | 27,772 | D | — | — | (F2) The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 30, 2021. |
| 3 | Common | Common Stock | 2021-12-30 | M | A | 115 | $0.00 | 27,887 | D By self as Trustee for The CKTJ Living Trust | — | — | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). |
| 4 | Derivative | Restricted Stock Units | 2021-12-30 | M | D | 115 | $0.00 | 899 | D | — · — to — | 115 Common Stock | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). (F5) The RSUs are exercisable at time of vesting and do not have a set expiration date. |
| 5 | Derivative | Restricted Stock Units | 2021-12-30 | A | A | 1 | $0.00 | 1,014 | D | — · — to — | 1 Common Stock | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). (F4) The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. |