Form 4 for GWRS Global Water Resources, Inc.
Accepted 2023-04-03 00:00:00 ET · period of report 2023-03-29 · accession 0001434728-23-000105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-03 | 2023-03-29 | GWRS | Thuneman Jason | VP | D - Sale to Iss | $12.50 | -20.0K | 23.8K | -46% | -$250.0K |
| D | 2023-04-03 | 2023-03-29 | GWRS | Thuneman Jason | VP | M - OptEx | $4.26 | +20.0K | 43.8K | +84% | +$85.2K |
| D | 2023-04-03 | 2023-03-29 | GWRS | Thuneman Jason | VP | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-29 | D | D | 20,000 | $12.50 | 23,754 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-29 | M | A | 20,000 | $4.26 | 43,754 | D | — | — | |
| 3 | Derivative | Stock Appreciation Right | 2023-03-29 | M | D | 20,000 | $0.00 | 0 | D | $4.26 · — to 2025-02-11 | 20,000 Common Stock | (F1) The reporting person was originally granted 50,000 shares of stock appreciation rights on February 10, 2015. The stock appreciation rights vested over four years, 25% per year. |