Form 4 for GWRS Global Water Resources, Inc.
Accepted 2023-04-04 00:00:00 ET · period of report 2023-03-31 · accession 0001434728-23-000115 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-04 | 2023-03-31 | GWRS | Lenderking John Carroll | SVP, Water Resources | M - OptEx | $0.00 | +297 | 11.7K | +3% | $0 |
| D | 2023-04-04 | 2023-03-31 | GWRS | Lenderking John Carroll | SVP, Water Resources | D - Sale to Iss | $12.45 | -297 | 11.4K | -3% | -$3,698 |
| D | 2023-04-04 | 2023-03-31 | GWRS | Lenderking John Carroll | SVP, Water Resources | A - Grant | $0.00 | +1,325 | 2,362 | +128% | $0 |
| D | 2023-04-04 | 2023-03-31 | GWRS | Lenderking John Carroll | SVP, Water Resources | M - OptEx | $0.00 | -297 | 2,065 | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-31 | M | A | 297 | $0.00 | 11,714 | D | — | — | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). |
| 2 | Common | Common Stock | 2023-03-31 | D | D | 297 | $12.45 | 11,417 | D | — | — | (F2) The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to March 31, 2023. |
| 3 | Derivative | Restricted Stock Units | 2023-03-31 | A | A | 1,325 | $0.00 | 2,362 | D | — · — to — | 1,325 Common Stock | (F4) The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). (F3) The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. |
| 4 | Derivative | Restricted Stock Units | 2023-03-31 | M | D | 297 | $0.00 | 2,065 | D | — · — to — | 297 Common Stock | (F4) The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). (F5) The RSUs are exercisable at time of vesting and do not have a set expiration date. |