Form 4 for GWRS Global Water Resources, Inc.
Accepted 2023-06-22 00:00:00 ET · period of report 2023-06-20 · accession 0001434728-23-000215 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-06-22 | 2023-06-20 | GWRS | Thuneman Jason | VP | F - Tax | $12.45 | -13.6K | 25.0K | -35% | -$168.9K |
| D | 2023-06-22 | 2023-06-20 | GWRS | Thuneman Jason | VP | M - OptEx | $11.26 | +15.0K | 38.5K | +64% | +$168.9K |
| DM | 2023-06-22 | 2023-06-20 | GWRS | Thuneman Jason | VP | D - Sale to Iss | $9.34 | -20.0K | 0 | -100% | -$186.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-20 | F | D | 13,566 | $12.45 | 24,970 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-20 | M | A | 15,000 | $11.26 | 38,536 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-06-20 | D | D | 15,000 | $12.45 | 5,000 | D | $11.26 · — to 2029-08-13 | 15,000 Common Stock | (F1) The reporting person was originally granted 20,000 stock options on August 13, 2019. The option vests in four equal annual installments on August 13, 2020, August 13, 2021, August 13, 2022, and August 13, 2023. |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-06-20 | D | D | 5,000 | $0.00 | 0 | D | $11.26 · — to 2029-08-13 | 5,000 Common Stock | (F2) Represents the forfeiture of incentive stock options granted to the reporting person on August 13, 2019 that were eligible to vest on August 13, 2023. |