Form 4 for GWRS Global Water Resources, Inc.
Accepted 2023-07-05 00:00:00 ET · period of report 2023-06-30 · accession 0001434728-23-000236 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-05 | 2023-06-30 | GWRS | Thuneman Jason | VP | D - Sale to Iss | $0.00 | -1,994 | 34.9K | -5% | $0 |
| D | 2023-07-05 | 2023-06-30 | GWRS | Thuneman Jason | VP | A - Grant | $0.00 | -9 | 1,994 | -0.4% | $0 |
| D | 2023-07-05 | 2023-06-30 | GWRS | Thuneman Jason | VP | D - Sale to Iss | $0.00 | -1,994 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-30 | D | D | 1,994 | $0.00 | 34,937 | D | — | — | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). |
| 2 | Derivative | Restricted Stock Units | 2023-06-30 | A | D | 9 | $0.00 | 1,994 | D | — · — to — | 9 Common Stock | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). (F2) The RSUs are exercisable at time of vesting and do not have a set expiration date. |
| 3 | Derivative | Restricted Stock Units | 2023-06-30 | D | D | 1,994 | $0.00 | 0 | D | — · — to — | 1,994 Common Stock | (F1) Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). (F3) Represents forfeiture of RSUs |