Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2022-11-16 00:00:00 ET · period of report 2022-11-14 · accession 0001435919-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-16 | 2022-11-14 | KTOS | Liberatore Samuel N | Dir | M - OptEx | $4.98 | +8,000 | 9,253 | +638% | +$39.8K |
| D | 2022-11-16 | 2022-11-14 | KTOS | Liberatore Samuel N | Dir | S - Sale+OE | $10.56 | -8,000 | 1,253 | -86% | -$84.5K |
| DM | 2022-11-16 | 2022-11-14 | KTOS | Liberatore Samuel N | Dir | M - OptEx | $0.00 | -8,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-14 | M | A | 4,000 | $4.98 | 5,253 | D | — | — | (F1) Exercise of stock option right to buy. (F4) Includes approximately 853 shares held in Issuer's 401(k) Plan. |
| 2 | Common | Common Stock | 2022-11-14 | S | D | 8,000 | $10.56 | 1,253 | D | — | — | (F2) Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.56 to $10.59 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F4) Includes approximately 853 shares held in Issuer's 401(k) Plan. |
| 3 | Common | Common Stock | 2022-11-14 | M | A | 4,000 | $4.98 | 9,253 | D | — | — | (F1) Exercise of stock option right to buy. (F4) Includes approximately 853 shares held in Issuer's 401(k) Plan. |
| 4 | Derivative | Stock Option (right to buy) | 2022-11-14 | M | D | 4,000 | $0.00 | 0 | D | $4.98 · 2018-01-04 to 2023-01-04 | 4,000 Common Stock | (F1) Exercise of stock option right to buy. |
| 5 | Derivative | Stock Option (right to buy) | 2022-11-14 | M | D | 4,000 | $0.00 | 0 | D | $4.98 · 2018-11-08 to 2023-01-04 | 4,000 Common Stock | (F1) Exercise of stock option right to buy. |