Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2023-11-03 00:00:00 ET · period of report 2023-11-01 · accession 0001435919-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-03 | 2023-11-01 | KTOS | Liberatore Samuel N | Dir | M - OptEx | $0.00 | +111.8K | 5,032 | New | $0 |
| DM | 2023-11-03 | 2023-11-01 | KTOS | Liberatore Samuel N | Dir | M - OptEx | $0.00 | -111.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-01 | M | A | 2,850 | $0.00 | 4,032 | D | — | — | (F2) RSUs were granted on January 4, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 2 | Common | Common Stock | 2023-11-01 | M | A | 10,000 | $0.00 | 63,032 | D | — | — | (F11) RSUs were granted on June 19, 2018 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 3 | Common | Common Stock | 2023-11-01 | M | A | 10,000 | $0.00 | 73,032 | D | — | — | (F12) RSUs were granted on May 10, 2019 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 4 | Common | Common Stock | 2023-11-01 | M | A | 1,000 | $0.00 | 6,032 | D | — | — | (F4) RSUs were granted on January 3, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 5 | Common | Common Stock | 2023-11-01 | M | A | 10,000 | $0.00 | 83,032 | D | — | — | (F13) RSUs were granted on June 4, 2020 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 6 | Common | Common Stock | 2023-11-01 | M | A | 10,000 | $0.00 | 113,032 | D | — | — | (F16) RSUs were granted on May 24, 2023 that vested and were settled upon retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 7 | Common | Common Stock | 2023-11-01 | M | A | 10,000 | $0.00 | 103,032 | D | — | — | (F15) RSUs were granted on June 14, 2022 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 8 | Common | Common Stock | 2023-11-01 | M | A | 3,000 | $0.00 | 9,032 | D | — | — | (F5) RSUs were granted on June 6, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 9 | Common | Common Stock | 2023-11-01 | M | A | 4,000 | $0.00 | 13,032 | D | — | — | (F6) RSUs were granted on January 3, 2012 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 10 | Common | Common Stock | 2023-11-01 | M | A | 10,000 | $0.00 | 23,032 | D | — | — | (F7) RSUs were granted on March 20, 2014 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 11 | Common | Common Stock | 2023-11-01 | M | A | 10,000 | $0.00 | 33,032 | D | — | — | (F8) RSUs were granted on January 1, 2015 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 12 | Common | Common Stock | 2023-11-01 | M | A | 10,000 | $0.00 | 43,032 | D | — | — | (F9) RSUs were granted on January 4, 2016 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 13 | Common | Common Stock | 2023-11-01 | M | A | 10,000 | $0.00 | 53,032 | D | — | — | (F10) RSUs were granted on January 4, 2017 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 14 | Common | Common Stock | 2023-11-01 | M | A | 10,000 | $0.00 | 93,032 | D | — | — | (F14) RSUs were granted on May 26, 2021 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 15 | Common | Common Stock | 2023-11-01 | M | A | 1,000 | $0.00 | 5,032 | D | — | — | (F3) RSUs were granted on September 10, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. (F17) Includes approximately 782 shares held through Issuer's 401(k) plan. |
| 16 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 1,000 | $0.00 | 0 | D | — · — to — | 1,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F3) RSUs were granted on September 10, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 17 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F15) RSUs were granted on June 14, 2022 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 18 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F14) RSUs were granted on May 26, 2021 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 19 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F13) RSUs were granted on June 4, 2020 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 20 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F12) RSUs were granted on May 10, 2019 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 21 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F11) RSUs were granted on June 19, 2018 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 22 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 2,850 | $0.00 | 0 | D | — · — to — | 2,850 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs were granted on January 4, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 23 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F16) RSUs were granted on May 24, 2023 that vested and were settled upon retirement from the board. |
| 24 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 1,000 | $0.00 | 0 | D | — · — to — | 1,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F4) RSUs were granted on January 3, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 25 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 3,000 | $0.00 | 0 | D | — · — to — | 3,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F5) RSUs were granted on June 6, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 26 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 4,000 | $0.00 | 0 | D | — · — to — | 4,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F6) RSUs were granted on January 3, 2012 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 27 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F7) RSUs were granted on March 20, 2014 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 28 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F8) RSUs were granted on January 1, 2015 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 29 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F9) RSUs were granted on January 4, 2016 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |
| 30 | Derivative | Restricted Stock Units | 2023-11-01 | M | D | 10,000 | $0.00 | 0 | D | — · — to — | 10,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F10) RSUs were granted on January 4, 2017 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board. |