Form 4 for UONE URBAN ONE, INC.
Accepted 2022-09-29 00:00:00 ET · period of report 2022-09-27 · accession 0001437482-22-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-29 | 2022-09-27 | UONE | Thompson Peter | CFO, EVP | A - Grant | $0.00 | +115.2K | 309.9K | +59% | $0 |
| D | 2022-09-29 | 2022-09-27 | UONE | Thompson Peter | CFO, EVP | F - Tax | $4.23 | -55.1K | 254.7K | -18% | -$233.3K |
| DM | 2022-09-29 | 2022-09-27 | UONE | Thompson Peter | CFO, EVP | A - Grant | $0.00 | +208.0K | 150.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Common Stock | 2022-09-27 | A | A | 115,248 | $0.00 | 309,851 | D | — | — | (F2) Award vested immediately upon pricing. |
| 2 | Common | Class D Common Stock | 2022-09-27 | F | D | 55,147 | $4.23 | 254,704 | D | — | — | |
| 3 | Derivative | Stock Option (Class D) | 2022-09-27 | A | A | 58,036 | $0.00 | 450,896 | D | $4.23 · 2022-09-27 to 2032-09-27 | 58,036 Class D Common Stock | |
| 4 | Derivative | Restricted Stock Units (Class D) | 2022-09-27 | A | A | 150,000 | $0.00 | 150,000 | D | $0.00 · 2025-01-05 to — | 150,000 Class D Common Stock | (F1) No expiration date. |