Form 4 for UONE URBAN ONE, INC.
Accepted 2023-02-08 00:00:00 ET · period of report 2023-02-06 · accession 0001437482-23-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-08 | 2023-02-06 | UONE | Thompson Peter | CFO, EVP | F - Tax | $5.15 | -46.3K | 303.0K | -13% | -$238.6K |
| D | 2023-02-08 | 2023-02-06 | UONE | Thompson Peter | CFO, EVP | A - Grant | $0.00 | +94.7K | 349.4K | +37% | $0 |
| D | 2023-02-08 | 2023-02-06 | UONE | Thompson Peter | CFO, EVP | A - Grant | $0.00 | +57.8K | 508.7K | +13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Common Stock | 2023-02-06 | F | D | 46,330 | $5.15 | 303,034 | D | — | — | |
| 2 | Common | Class D Common Stock | 2023-02-06 | A | A | 94,660 | $0.00 | 349,364 | D | — | — | (F1) Award vested immediately upon pricing. |
| 3 | Derivative | Stock Option (Class D) | 2023-02-06 | A | A | 57,790 | $0.00 | 508,686 | D | $5.15 · 2023-02-06 to 2033-02-06 | 57,790 Class D Common Stock |