Form 4 for UONE URBAN ONE, INC.
Accepted 2024-01-09 00:00:00 ET · period of report 2023-01-05 · accession 0001437482-24-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-09 | 2024-01-05 | UONE | Thompson Peter | CFO, EVP | F - Tax | $3.71 | -64.8K | 520.6K | -11% | -$240.5K |
| D | 2024-01-09 | 2024-01-05 | UONE | Thompson Peter | CFO, EVP | A - Grant | $0.00 | +131.4K | 585.5K | +29% | $0 |
| D | 2024-01-09 | 2024-01-05 | UONE | Thompson Peter | CFO, EVP | A - Grant | $0.00 | +89.4K | 598.1K | +18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class D Common Stock | 2024-01-05 | F | D | 64,829 | $3.71 | 520,642 | D | — | — | (F2) Total includes 150,000 shares of unvested Class D stock. |
| 2 | Common | Class D Common Stock | 2024-01-05 | A | A | 131,402 | $0.00 | 585,471 | D | — | — | (F1) Award vested immediately upon pricing. |
| 3 | Derivative | Stock Option (Class D) | 2024-01-05 | A | A | 89,389 | $0.00 | 598,075 | D | $3.71 · 2024-01-05 to 2025-01-05 | 89,389 Class D Common Stock |