Form 4 for UEC URANIUM ENERGY CORP
Accepted 2021-07-08 00:00:00 ET · period of report 2021-07-06 · accession 0001437749-21-016686 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-08 | 2021-07-07 | UEC | Ballesta Moya Gloria L | Dir | S - Sale+OE | $2.31 | -20.0K | 69.4K | -22% | -$46.2K |
| D | 2021-07-08 | 2021-07-06 | UEC | Ballesta Moya Gloria L | Dir | M - OptEx | $0.93 | +20.0K | 97.2K | +26% | +$18.6K |
| D | 2021-07-08 | 2021-07-06 | UEC | Ballesta Moya Gloria L | Dir | F - Tax | $2.39 | -7,783 | 89.4K | -8% | -$18.6K |
| D | 2021-07-08 | 2021-07-06 | UEC | Ballesta Moya Gloria L | Dir | M - OptEx | — | -20.0K | 195.0K | -9% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-07-07 | S | D | 3,300 | $2.32 | 86,080 | D | — | — | |
| 2 | Common | COMMON STOCK | 2021-07-07 | S | D | 16,700 | $2.31 | 69,380 | D | — | — | |
| 3 | Common | COMMON STOCK | 2021-07-06 | M | A | 20,000 | $0.93 | 97,163 | D | — | — | (F1) The Reporting Person exercised options previously granted to her under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 7,783 shares at a fair market value of $2.39 per share being equal to the exercise price, such that the Reporting Person was issued 12,217 shares. |
| 4 | Common | COMMON STOCK | 2021-07-06 | F | D | 7,783 | $2.39 | 89,380 | D | — | — | |
| 5 | Derivative | Options | 2021-07-06 | M | D | 20,000 | — | 195,000 | D | $0.93 · 2018-02-02 to 2021-08-02 | 20,000 Common Stock | (F2) Granted pursuant to and in accordance with the Company's stock incentive plan. |