Form 4 for NMRK NEWMARK GROUP, INC.
Accepted 2021-07-22 00:00:00 ET · period of report 2021-07-02 · accession 0001437749-21-017386 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-22 | 2021-07-02 | NMRK | LUTNICK HOWARD W | COB, Dir, 10% | G - Gift | $0.00 | -2,067 | 8.31M | -0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock, par value $0.01 per share | 2021-07-02 | G | D | 2,067 | $0.00 | 8,310,024 | D | — | — | (F2) The shares of Class A Common Stock held directly by the reporting person following the gift represented herein consist of (i) 4,147,160 shares held by the reporting person, and (ii) 4,162,864 shares receivable by the reporting person pursuant to deferred stock distribution rights provided to certain current and former partners of Cantor Fitzgerald, L.P. ("CFLP") on April 1, 2008 ("April 2008 distribution rights shares") and February 14, 2012 ("February 2012 distribution rights shares") (consisting of 3,591,626 April 2008 distribution rights shares and 571,238 February 2012 distribution rights shares). (F1) Represents a gift of Newmark Group, Inc. Class A common stock, par value $0.01 per share (the "Class A Common Stock"), by the reporting person to a charitable organization. |