Form 4 for UEC URANIUM ENERGY CORP
Accepted 2021-07-28 00:00:00 ET · period of report 2021-07-26 · accession 0001437749-21-017776 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-28 | 2021-07-28 | UEC | Adnani Amir | Pres, CEO, Dir | S - Sale+OE | $2.28 | -109.2K | 3.08M | -3% | -$248.5K |
| D | 2021-07-28 | 2021-07-26 | UEC | Adnani Amir | Pres, CEO, Dir | M - OptEx | $0.93 | +300.0K | 3.28M | +10% | +$279.0K |
| D | 2021-07-28 | 2021-07-26 | UEC | Adnani Amir | Pres, CEO, Dir | F - Tax | $2.31 | -120.8K | 3.16M | -4% | -$279.0K |
| D | 2021-07-28 | 2021-07-26 | UEC | Adnani Amir | Pres, CEO, Dir | M - OptEx | — | -300.0K | 1.26M | -19% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-07-28 | S | D | 20,000 | $2.25 | 3,119,122 | D | — | — | |
| 2 | Common | COMMON STOCK | 2021-07-28 | S | D | 10,000 | $2.32 | 3,059,902 | D | — | — | |
| 3 | Common | COMMON STOCK | 2021-07-28 | S | D | 10,000 | $2.31 | 3,069,902 | D | — | — | |
| 4 | Common | COMMON STOCK | 2021-07-26 | M | A | 300,000 | $0.93 | 3,279,902 | D | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 120,780 shares at a fair market value of $2.31 per share being equal to the exercise price, such that the Reporting Person was issued 179,220 shares. |
| 5 | Common | COMMON STOCK | 2021-07-26 | F | D | 120,780 | $2.31 | 3,159,122 | D | — | — | |
| 6 | Common | COMMON STOCK | 2021-07-28 | S | D | 20,000 | $2.25 | 3,139,122 | D | — | — | |
| 7 | Common | COMMON STOCK | 2021-07-28 | S | D | 10,000 | $2.33 | 3,049,902 | D | — | — | |
| 8 | Common | COMMON STOCK | 2021-07-28 | S | D | 10,000 | $2.25 | 3,109,122 | D | — | — | |
| 9 | Common | COMMON STOCK | 2021-07-28 | S | D | 10,000 | $2.27 | 3,099,122 | D | — | — | |
| 10 | Common | COMMON STOCK | 2021-07-28 | S | D | 9,220 | $2.27 | 3,089,902 | D | — | — | |
| 11 | Common | COMMON STOCK | 2021-07-28 | S | D | 10,000 | $2.28 | 3,079,902 | D | — | — | |
| 12 | Derivative | Options | 2021-07-26 | M | D | 300,000 | — | 1,265,000 | D | $0.93 · 2018-01-28 to 2021-07-28 | 300,000 Common Stock | (F2) Granted pursuant to and in accordance with the Company's stock incentive plan. |