Form 4 for UEC URANIUM ENERGY CORP
Accepted 2021-07-28 00:00:00 ET · period of report 2021-07-26 · accession 0001437749-21-017779 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-28 | 2021-07-27+ | UEC | OBARA PAT | CFO | S - Sale+OE | $2.26 | -25.0K | 493.2K | -5% | -$56.5K |
| D | 2021-07-28 | 2021-07-26 | UEC | OBARA PAT | CFO | M - OptEx | $0.93 | +88.0K | 548.6K | +19% | +$81.8K |
| D | 2021-07-28 | 2021-07-26 | UEC | OBARA PAT | CFO | F - Tax | $2.31 | -35.4K | 513.2K | -6% | -$81.8K |
| D | 2021-07-28 | 2021-07-26 | UEC | OBARA PAT | CFO | M - OptEx | — | -88.0K | 505.0K | -15% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-07-27 | S | D | 5,000 | $2.17 | 508,158 | D | — | — | |
| 2 | Common | COMMON STOCK | 2021-07-26 | M | A | 88,000 | $0.93 | 548,587 | D | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 35,429 shares at a fair market value of $2.31 per share being equal to the exercise price, such that the Reporting Person was issued 52,571 shares. |
| 3 | Common | COMMON STOCK | 2021-07-26 | F | D | 35,429 | $2.31 | 513,158 | D | — | — | |
| 4 | Common | COMMON STOCK | 2021-07-28 | S | D | 5,000 | $2.33 | 488,158 | D | — | — | |
| 5 | Common | COMMON STOCK | 2021-07-28 | S | D | 5,000 | $2.23 | 503,158 | D | — | — | |
| 6 | Common | COMMON STOCK | 2021-07-28 | S | D | 5,000 | $2.28 | 498,158 | D | — | — | |
| 7 | Common | COMMON STOCK | 2021-07-28 | S | D | 5,000 | $2.30 | 493,158 | D | — | — | |
| 8 | Derivative | Options | 2021-07-26 | M | D | 88,000 | — | 505,000 | D | $0.93 · 2018-01-28 to 2021-07-28 | 88,000 Common Stock | (F2) Granted pursuant to and in accordance with the Company's stock incentive plan. |