Form 4 for PKE PARK AEROSPACE CORP
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-03 · accession 0001437749-21-018542 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-04 | 2021-08-03 | PKE | SHORE BRIAN E | CEO, Board COB, Dir | M - OptEx | $9.94 | +35.0K | 616.7K | +6% | +$347.9K |
| D | 2021-08-04 | 2021-08-03 | PKE | SHORE BRIAN E | CEO, Board COB, Dir | S - Sale+OE | $15.06 | -29.1K | 587.6K | -5% | -$438.6K |
| D | 2021-08-04 | 2021-08-03 | PKE | SHORE BRIAN E | CEO, Board COB, Dir | S - Sale | $0.00 | -35.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-03 | M | A | 35,000 | $9.94 | 616,744 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-03 | S | D | 29,125 | $15.06 | 587,619 | D | — | — | (F4) Shares sold to cover exercise price of the options exercised and the estimated taxes on the gain in order to achieve a cash neutral position. |
| 3 | Derivative | Right to buy option | 2021-08-03 | S | D | 35,000 | $0.00 | 0 | D | $9.94 · 2012-10-05 to 2021-10-05 | 35,000 Common Stock | (F3) Option is exercisable commencing on the date indicated, as to 25% of the aggregate number of shares listed and as to an additional 25% of such shares on each of the succeding three anniversaries of such date. |