Form 4 for UEC URANIUM ENERGY CORP
Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-03 · accession 0001437749-21-018776 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-05 | 2021-08-03 | UEC | Abraham Spencer | Dir | F - Tax | $2.26 | -30.6K | 438.1K | -7% | -$69.1K |
| DM | 2021-08-05 | 2021-08-03 | UEC | Abraham Spencer | Dir | M - OptEx | $0.92 | +75.0K | 418.6K | +22% | +$69.0K |
| DM | 2021-08-05 | 2021-08-03 | UEC | Abraham Spencer | Dir | M - OptEx | — | -75.0K | 164.2K | -31% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-08-03 | F | D | 10,422 | $2.26 | 408,195 | D | — | — | |
| 2 | Common | COMMON STOCK | 2021-08-03 | F | D | 20,133 | $2.26 | 438,062 | D | — | — | |
| 3 | Common | COMMON STOCK | 2021-08-03 | M | A | 50,000 | $0.91 | 458,195 | D | — | — | (F2) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 20,133 shares at a fair market value of $2.26 per share being equal to the exercise price, such that the Reporting Person was issued 29,867 shares. |
| 4 | Common | COMMON STOCK | 2021-08-03 | M | A | 25,000 | $0.94 | 418,617 | D | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 10,422 shares at a fair market value of $2.26 per share being equal to the exercise price, such that the Reporting Person was issued 14,578 shares. |
| 5 | Derivative | Options | 2021-08-03 | M | D | 25,000 | — | 214,158 | D | $0.94 · 2021-07-30 to 2029-07-30 | 25,000 Common Stock | (F3) Granted pursuant to and in accordance with the Company's stock incentive plan. |
| 6 | Derivative | Options | 2021-08-03 | M | D | 50,000 | — | 164,158 | D | $0.91 · 2021-07-16 to 2030-07-16 | 50,000 Common Stock | (F3) Granted pursuant to and in accordance with the Company's stock incentive plan. |