Form 4 for BFST Business First Bancshares, Inc.
Accepted 2021-08-16 00:00:00 ET · period of report 2021-03-31 · accession 0001437749-21-020237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-16 | 2021-04-30+ | BFST | MELVILLE DAVID R. III | Pres, CEO, Dir | M - OptEx | $15.00 | +100.0K | 200.2K | +100% | +$1.50M |
| DM | 2021-08-16 | 2021-03-31+ | BFST | MELVILLE DAVID R. III | Pres, CEO, Dir | F - Tax | $24.13 | -79.4K | 150.2K | -35% | -$1.92M |
| DM | 2021-08-16 | 2021-04-30+ | BFST | MELVILLE DAVID R. III | Pres, CEO, Dir | M - OptEx | $0.00 | -100.0K | 50.0K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-04-30 | M | A | 50,000 | $15.00 | 187,024 | D | — | — | (F2) Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 4,851 shares. (F1) Includes (a) 4,659 shares of unvested restricted stock granted on 2/1/2020, all of which will vest on 3/31/2022, and (b) 19,082 shares of unvested restricted stock granted on 2/1/2021, 9,399 shares of which will vest on 3/31/2022 and the remaining 9,683 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. |
| 2 | Common | Common Stock | 2021-03-31 | F | D | 5,294 | $23.93 | 137,024 | D | — | — | (F2) Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 4,851 shares. (F1) Includes (a) 4,659 shares of unvested restricted stock granted on 2/1/2020, all of which will vest on 3/31/2022, and (b) 19,082 shares of unvested restricted stock granted on 2/1/2021, 9,399 shares of which will vest on 3/31/2022 and the remaining 9,683 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. |
| 3 | Common | Common Stock | 2021-05-10 | F | D | 37,246 | $24.28 | 162,942 | D | — | — | (F2) Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 4,851 shares. (F1) Includes (a) 4,659 shares of unvested restricted stock granted on 2/1/2020, all of which will vest on 3/31/2022, and (b) 19,082 shares of unvested restricted stock granted on 2/1/2021, 9,399 shares of which will vest on 3/31/2022 and the remaining 9,683 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. |
| 4 | Common | Common Stock | 2021-04-30 | F | D | 36,836 | $24.00 | 150,188 | D | — | — | (F2) Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 4,851 shares. (F1) Includes (a) 4,659 shares of unvested restricted stock granted on 2/1/2020, all of which will vest on 3/31/2022, and (b) 19,082 shares of unvested restricted stock granted on 2/1/2021, 9,399 shares of which will vest on 3/31/2022 and the remaining 9,683 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. |
| 5 | Common | Common Stock | 2021-05-10 | M | A | 50,000 | $15.00 | 200,188 | D | — | — | (F2) Includes units of employer stock fund through issuer's 401(k) plan equivalent to approximately 4,851 shares. (F1) Includes (a) 4,659 shares of unvested restricted stock granted on 2/1/2020, all of which will vest on 3/31/2022, and (b) 19,082 shares of unvested restricted stock granted on 2/1/2021, 9,399 shares of which will vest on 3/31/2022 and the remaining 9,683 shares will vest on 3/31/2023. Under the terms of the relevant restricted stock grants, the reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events. |
| 6 | Derivative | Stock Options (Right to Buy) | 2021-05-10 | M | D | 50,000 | $0.00 | 0 | D | $15.00 · — to 2021-05-17 | 50,000 Common Stock | (F3) Stock Options (Right to Buy) vested in four equal installments beginning on the first anniversary of the grant date, May 17, 2011, and ending May 17, 2015. |
| 7 | Derivative | Stock Options (Right to Buy) | 2021-04-30 | M | D | 50,000 | $0.00 | 50,000 | D | $15.00 · — to 2021-05-17 | 50,000 Common Stock | (F3) Stock Options (Right to Buy) vested in four equal installments beginning on the first anniversary of the grant date, May 17, 2011, and ending May 17, 2015. |