Form 4 for RBB RBB Bancorp
Accepted 2021-08-16 00:00:00 ET · period of report 2021-08-13 · accession 0001437749-21-020247 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-16 | 2021-08-13 | RBB | Thian Yee Phong | Pres, CEO | M - OptEx | $0.00 | 0 | 497.3K | New | $0 |
| D | 2021-08-16 | 2021-08-13 | RBB | Thian Yee Phong | Pres, CEO | M - OptEx | $0.00 | -14.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock Shares | 2021-08-13 | M | D | 14,475 | $0.00 | 0 | D | — | — | |
| 2 | Common | Common Stock, No Par Value | 2021-08-13 | M | A | 14,475 | $0.00 | 497,302 | D | — | — | |
| 3 | Derivative | Restricted Stock Shares | 2021-08-13 | M | D | 14,475 | $0.00 | 0 | D | $0.00 · — to — | 14,475 Restricted Stock | (F2) 1/3 of this restricted stock grant vested on August 15, 2019, 1/3 of this restricted stock grant vested on August 15, 2020, and thereafter 1/3 of this restricted stock grant will vest on August 15, 2021. (F3) There will be no expiration date once restricted stock shares vest. |