Form 4 for RBB RBB Bancorp

Accepted 2021-09-01 00:00:00 ET · period of report 2021-08-31 · accession 0001437749-21-021320 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-09-01	2021-08-31	RBB	Pang Simon	EVP	S - Sale+OE	$25.50	-86.1K	25.8K	-77%	-$2.19M
D	2021-09-01	2021-08-31	RBB	Pang Simon	EVP	M - OptEx	$11.15	+86.1K	111.8K	+334%	+$959.8K
D	2021-09-01	2021-08-31	RBB	Pang Simon	EVP	M - OptEx	$11.15	-86.1K	0	-100%	-$959.8K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, No Par Value	2021-08-31	S	D	86,078	$25.50	25,754	D	—	—	(F2) Exercise of reporting person's stock options that would otherwise expire 01/01/2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. (F3) Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
2	Common	Common Stock, No Par Value	2021-08-31	M	A	86,078	$11.15	111,832	D	—	—
3	Derivative	Option (right to buy)	2021-08-31	M	D	86,078	$11.15	0	D	$11.15 · — to 2023-01-01	86,078 Common Stock	(F1) These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.