Form 4 for NNI NELNET INC
Accepted 2021-09-02 00:00:00 ET · period of report 2021-08-13 · accession 0001437749-21-021396 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-09-02 | 2021-08-13+ | NNI | Kruger James D | CFO | G - Gift | $0.00 | +45.0K | 0 | New | $0 |
| M | 2021-09-02 | 2021-08-13+ | NNI | Kruger James D | CFO | G - Gift | $0.00 | -45.0K | 152.7K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-20 | G | A | 10,000 | $0.00 | 10,000 | I | — | — | (F7) Shares gifted to a separate trust for the benefit of another adult son of the reporting person. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2021-08-20 | G | A | 10,000 | $0.00 | 10,000 | I | — | — | (F10) Shares gifted to a separate trust for the benefit of the adult daughter of the reporting person. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| 3 | Common | Class A Common Stock | 2021-08-20 | G | D | 10,000 | $0.00 | 117,673 | D | — | — | (F1) Includes 3,488 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 350 shares under the issuer's Employee Share Purchase Plan since March 12, 2021. (F9) Reflects the subsequent change in the form of beneficial ownership of 15,000 shares on September 1, 2021 through the contribution by the reporting person of 15,000 shares to a GRAT established by the reporting person on September 1, 2021, as discussed in footnote (11) below and set forth in the line item corresponding thereto. (F8) Includes 91,192 shares held jointly with spouse. |
| 4 | Common | Class A Common Stock | 2021-08-20 | G | D | 10,000 | $0.00 | 142,673 | D | — | — | (F1) Includes 3,488 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 350 shares under the issuer's Employee Share Purchase Plan since March 12, 2021. (F6) Includes 101,192 shares held jointly with spouse. |
| 5 | Common | Class A Common Stock | 2021-08-20 | G | A | 10,000 | $0.00 | 10,000 | I By trust | — | — | (F5) Shares gifted to a trust for the benefit of an adult son of the reporting person. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein. |
| 6 | Common | Class A Common Stock | 2021-08-13 | G | D | 15,000 | $0.00 | 162,673 | D By Spouse | — | — | (F1) Includes 3,488 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 350 shares under the issuer's Employee Share Purchase Plan since March 12, 2021. (F2) Includes 121,192 shares held jointly with spouse, which number of jointly held shares reflects a gift transfer on August 13, 2021 of 15,000 shares held jointly with spouse to an account for shares held by the reporting person individually. |
| 7 | Common | Class A Common Stock | 2021-08-13 | G | A | 15,000 | $0.00 | 0 | I By trust | — | — | (F3) Reflects the subsequent change in the form of beneficial ownership of 15,000 shares on September 1, 2021 through the contribution by the reporting person's spouse of 15,000 shares to a grantor retained annuity trust ("GRAT") established by the reporting person's spouse on September 1, 2021, as discussed in footnote (12) below and set forth in the line item corresponding thereto. |
| 8 | Common | Class A Common Stock | 2021-08-20 | G | D | 10,000 | $0.00 | 152,673 | D By trust | — | — | (F4) Includes 111,192 shares held jointly with spouse. (F1) Includes 3,488 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 350 shares under the issuer's Employee Share Purchase Plan since March 12, 2021. |