Form 4 for AVPT AvePoint, Inc.
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001437749-21-021492 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-03 | 2021-09-01 | AVPT | Gong Xunkai | Executive COB, Dir, 10% | A - Grant | $0.00 | +311.2K | 311.2K | New | $0 |
| D | 2021-09-03 | 2021-09-01 | AVPT | Gong Xunkai | Executive COB, Dir, 10% | A - Grant | $0.00 | +749.9K | 749.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | A | A | 311,203 | $0.00 | 311,203 | D | — | — | (F1) This security represents restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F2) 25% of the RSUs will vest on September 1, 2022; the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date. |
| 2 | Derivative | Stock Option (Right to Buy) | 2021-09-01 | A | A | 749,888 | $0.00 | 749,888 | D | $9.64 · — to 2031-09-01 | 749,888 Common Stock | (F3) 25% of the shares underlying this option will vest on September 1, 2022; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. |