Form 4 for TCX TUCOWS INC /PA/
Accepted 2021-09-09 00:00:00 ET · period of report 2021-09-09 · accession 0001437749-21-021772 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-09 | 2021-09-09 | TCX | Ralls Rawleigh Hazen IV | Dir | M - OptEx | $58.46 | +15.0K | 6,011 | New | +$876.9K |
| D | 2021-09-09 | 2021-09-09 | TCX | Ralls Rawleigh Hazen IV | Dir | F - Tax | $77.60 | -11.3K | 5,960 | -65% | -$877.0K |
| DM | 2021-09-09 | 2021-09-09 | TCX | Ralls Rawleigh Hazen IV | Dir | M - OptEx | $58.46 | -15.0K | 0 | -100% | -$876.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-09 | M | A | 3,750 | $68.41 | 17,261 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-09 | M | A | 3,750 | $53.93 | 13,511 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-09 | M | A | 3,750 | $57.95 | 9,761 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-09 | M | A | 3,750 | $53.55 | 6,011 | D | — | — | |
| 5 | Common | Common Stock | 2021-09-09 | F | D | 11,301 | $77.60 | 5,960 | D | — | — | (F1) Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-09-09 | M | D | 3,750 | $68.41 | 0 | D | $68.41 · 2021-09-08 to 2025-09-07 | 3,750 Common Stock | |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-09-09 | M | D | 3,750 | $53.93 | 0 | D | $53.93 · 2020-09-09 to 2024-09-08 | 3,750 Common Stock | |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-09-09 | M | D | 3,750 | $53.55 | 0 | D | $53.55 · 2018-09-04 to 2022-09-04 | 3,750 Common Stock | |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-09-09 | M | D | 3,750 | $57.95 | 0 | D | $57.95 · 2019-09-04 to 2023-09-03 | 3,750 Common Stock |