Form 4 for AVPT AvePoint, Inc.

Accepted 2021-09-09 00:00:00 ET · period of report 2021-09-08 · accession 0001437749-21-021846 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2021-09-09	2021-09-08	AVPT	Gong Xunkai	Executive COB, Dir, 10%	P - Purchase	$9.52	+25.0K	11.46M	+0.2%	+$238.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-08	P	A	25,000	$9.52	11,456,776	I By Trusts	—	—	(F1) G Sonata Trust, of which the Reporting Person is the Trustee, purchased 25,000 shares of the Issuer's common stock at the public offering price reported herein. (F2) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. (F3) 7,434,552 of these shares are held by G Sonata Trust, 2,011,112 of these shares are held by The Purple Cove Trust, and 2,011,112 of these shares are held by The Purple Harbor Trust. The Reporting Person is the Trustee of the Trusts being reported herein. The Reporting Person disclaims beneficial ownership with respect to the shares being reported herein, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.