Form 4 for OCC OPTICAL CABLE CORP
Accepted 2021-09-16 00:00:00 ET · period of report 2021-09-16 · accession 0001437749-21-022280 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-09-16 | 2021-09-16 | OCC | SMITH TRACY G | SVP, CFO | A - Grant | $0.00 | +33.4K | 328.9K | +11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-16 | A | A | 33,393 | $0.00 | 328,950 | D | — | — | (F1) Represents an award of restricted stock under the issuer's 2017 Stock Incentive Plan. The award in the amount of 33,393 shares generally vests annually over approximately four years if certain performance goals are achieved in fiscal years 2022, 2023, 2024, and 2025 with the first possible vesting date being January 31, 2023. |